CSI CSC1 exam : Canadian Securities Course Exam 1

CSC1 Exam Simulator
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Jun 24, 2026
  • Q & A: 100 Questions and Answers

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CSI CSC1 exam simulator

CSI Canadian Securities Course Exam 1 Sample Questions:

1. Which statutory right allowsa purchaser to caned their order if a prospectus has a misrepresentation?

A) Right of amended prospectus delivery
B) Right of action for damages
C) Right of withdrawal.
D) Right of rescission.


2. A private company is working with an advisory firm To apply for a listing on a public exchange.
The management is concerned with the additional costs for the company Incurred by the listing and ongoing annual fees. What should management consider with regard to the costs and benefits of public listing?

A) Management will benefit from the public disclosure of changes in the company.
B) Listing the company will require restrictions on stock options Issued for Internal use
C) Listing the company win attract new shareholders and increase the ability to raise capital.
D) The valuation of securities for estate tax purposes and estate tax punning will be easier


3. Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?

A) $10.75
B) $10.70
C) $10.29
D) $10.20


4. Diana was appointed a senior vice president of the ABC inc. She is also a member of the board of XYZ Company where ABC inc, is a % stockholder. What best describes Diana's insider reporting obligations to the regulator?

A) Report her trading activity Involving both ABC inc. and XYZ Company stock.
B) Report her trading activity involving XYZ Company stock only.
C) Report her trading activity involving ABC Inc. stock and Issue a press re-case reporting tne holdings in XYZ Company.
D) Report her trading activity Involving ABC Inc. stock only.


5. What is the settlement date for Government of Canada bones?

A) One business day after the transaction
B) same day me transaction takes place.
C) Three business days after the transaction.
D) Two business days after the transaction


Solutions:

Question # 1
Answer: D
Question # 2
Answer: C
Question # 3
Answer: B
Question # 4
Answer: A
Question # 5
Answer: A

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